SEC Form Types
Browse and learn about the different types of SEC filings.
Popular Forms
10-K
Annual report pursuant to Section 13 or 15(d)
10-Q
General form for quarterly reports under Section 13 or 15(d)
8-K
Current report pursuant to Section 13 or 15(d)
4
Statement of changes in beneficial ownership of securities
3
Initial statement of beneficial ownership of securities
5
Annual statement of changes in beneficial ownership of securities
13F
Information required of institutional investment managers pursuant to Section 13(f)
13F-HR
Institutional investment holdings report
SCHEDULE 13D
Filed when an individual or group acquires more than 5% of a company's voting stock, disclosing ownership stake and intentions
SCHEDULE 13G
Reports when an investor gains ownership of more than 5% of a company's stock (shorter version of Schedule 13D)
144
Notice of proposed sale of securities pursuant to Rule 144
S-1
Registration statement under Securities Act of 1933
S-4
Registration statement under Securities Act of 1933
S-8
Registration statement for securities to be offered to employees pursuant to certain plans
DEF 14A
Definitive proxy statements
1-A
Regulation A Offering Statement
1-K
Annual Reports and Special Financial Reports
10-D
Asset-Backed Issuer Distribution Report Pursuant to Section 13 or 15(d)
11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)
12b-25
Notification of late filing
20-F
Registration statement / Annual report / Transition report
6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16
8-A
Registration of certain classes of securities pursuant to Section 12(b) or (g)
F-1
Registration statement for securities of certain foreign private issuers
F-3
Registration statement for securities of certain foreign private issuers
F-4
Registration statement for securities issued in business combination transactions
N-PORT
Monthly Portfolio Investments Report
N-CSR
Certified shareholder report of registered management investment companies
PF
Reporting Form for Investment Advisers to Private Funds
SD
Specialized Disclosure Report
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About SEC Forms
SEC forms are standardized documents that public companies, insiders, and institutional investors must file with the Securities and Exchange Commission. These filings provide transparency and help investors make informed decisions.
View complete SEC forms list